Obtaining your own license is usually possible if you know how and have the time.
We manage or assist in your license application process and implement the underlying compliance and risk management programs, policies, registers and manuals in accordance with your license. This allows you to attend to your business and clients.
We are also able to fulfill or source suitable Responsible Managers, Directors, Compliance and Research Committee Members and other Specialists, where required.
If you want to focus on your core business and services to your clients or don’t have your own dedicated compliance and risk management resource our reliable, compliant and professional solution may be the answer you’re looking for. Our expertise and consultative approach ensures a ‘value add’ to your business via an outsourced solution, either remotely and or in your own office.
Daily, monthly and quarterly licensee requirements, obligations and monitoring of Representatives can be an arduous task. We can help make the experience less taxing with our custom solutions tailored for your organisation.
Perth · Sydney · Melbourne · Brisbane · Adelaide